The Securities and Exchange Commission approved an amendment to the National Market System Plan governing the Consolidated Audit Trail, authorizing significant operational changes designed to cut the system’s escalati...
The Securities and Exchange Commission issued a concept release soliciting public comment on a comprehensive review of the Consolidated Audit Trail (CAT) and other audit trails used in regulating U.S. securities marke...
The Securities and Exchange Commission approved an amendment to the National Market System Plan governing the Consolidated Audit Trail, authorizing significant operational changes designed to cut the system’s escalating expenses while preserving its core re...
The Securities and Exchange Commission issued a concept release soliciting public comment on a comprehensive review of the Consolidated Audit Trail (CAT) and other audit trails used in regulating U.S. securities markets. The agency is seeking input on funda...